Concrete ensemble Kalman filters with rigorous catastrophic filter divergence

Abstract

Understanding ensemble-based data assimilation methods, including their performance when applied to high-dimensional nonlinear models with low ensemble size, is a crucial problem in science and engineering. Catastrophic filter divergence is a well-documented but mechanistically mysterious phenomenon whereby ensemble-state estimates explode to machine infinity despite the true state remaining in a bounded region. We provide breakthrough insight into the phenomenon by proposing a simple forecast model that experiences catastrophic filter divergence under all ensemble-based methods. This is the first instance to our knowledge of a forecast model that plainly and rigorously illustrates that simple mechanisms can lead to such a drastic filter malfunction and thereby sheds light on when catastrophic filter divergence should be expected and how it can be avoided.

Document Details

Document Type
Pub Defense Publication
Publication Date
Aug 10, 2015
Source ID
10.1073/pnas.1511063112

Entities

People

  • Andrew J. Majda
  • David Kelly
  • Xin T. Tong

Organizations

  • New York University
  • Office of Naval Research

Tags

Fields of Study

  • Computer science

Readers

  • Atmospheric Science/Meteorology
  • Systems Analysis and Design
  • Theoretical Analysis.