SMALL BUSINESS RESEARCH PROGRAMS: Challenges Remain in Meeting Spending and Reporting Requirements

Abstract

Federal agencies have awarded more than 156,000 contracts and grants, totaling nearly $40 billion through the SBIR and STTR programs to small businesses to develop and commercialize innovative technologies. The Small Business Act requires agencies with extramural R and D obligations that meet certain thresholds for participation--$100 million for SBIR and $1 billion for STTR--to spend a percentage of these funds on the programs. The agencies are to report on their activities to SBA and, in turn, SBA is to report to Congress. The 2011 reauthorization of the programs mandated GAO to review compliance with spending and reporting requirements, as well as other program aspects. This report examines, for fiscal year 2013, (1) the extent to which agencies complied with spending requirements, (2) the extent to which agencies and SBA complied with certain reporting requirements, (3) the potential effects of basing spending requirements on total R and D budgets, and (4) what is known about the amounts spent on administering the programs. GAO reviewed agency spending data and required reports for fiscal year 2013 and interviewed program officials from SBA and the participating agencies.

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Document Details

Document Type
Technical Report
Publication Date
Apr 01, 2015
Accession Number
AD1173926

Entities

Organizations

  • United States Government Accountability Office

Tags

Communities of Interest

  • Biomedical
  • Human Systems

DTIC Thesaurus Topics

  • Business Administration
  • Commerce
  • Congress
  • Department Of Defense
  • Department Of Homeland Security
  • Directives
  • Education
  • Electronic Mail
  • Environmental Protection
  • Feedback
  • Governments
  • Homeland Security
  • House Of Representatives
  • Intelligence Community
  • Law
  • Money
  • Natural Disasters
  • Small Business
  • Technology Transfer
  • Transportation
  • United States
  • United States Government

Readers

  • Government Contracting/Procurement.
  • Public Financial Management and Budgeting
  • Small Business Innovation Research Program (SBIR) EDI Research and Innovation.