Controversial Innocent Passages in the Black Sea, 1982-2021

Abstract

How and why has Russia disputed innocent passages by Western warships in the Black Sea since the implementation of the United Nations Convention on the Law of the Sea (UNCLOS III) in 1982, and how has the West justified conducting these passages? This thesis focuses on the historical, geopolitical, and legal context surrounding four instances of innocent passage conducted by USS Yorktown and USS Caron (1986 and 1988), HMS Dragon (2020), and HMS Defender (2021) within 12 nautical miles of Crimea, in order to explain the broader implications that these innocent passages have for operations in the disputed waters of the Black Sea and the South China Sea. Whereas the1986 innocent passage was met with Soviet naval interference and diplomatic protests, the 1988 innocent passage escalated to an infamous shouldering or bumping incident. A similar pattern of escalation took place after Russias2014 annexation of Crimea. In my thesis, I provide a historical context for the innocent passages, and I explore U.S. and UK reasoning for conducting the innocent passages as well as Russia's objections to the passages. Finally, I assess what the disputes suggest for similar maritime disputes with China in the South China Sea and propose a template for Navy-Wide Freedom of Navigation Operations (FONOP) guidance.

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Document Details

Document Type
Technical Report
Publication Date
Sep 01, 2022
Accession Number
AD1200359

Entities

People

  • Matthew D. Albert

Organizations

  • Naval Postgraduate School

Tags

Communities of Interest

  • Counter WMD
  • Ground and Sea Platforms
  • Space
  • Weapons Technologies

DTIC Thesaurus Topics

  • Agreements
  • Department Of State
  • Geography
  • Governments
  • Intelligence Collection
  • Intergovernmental Organizations
  • International Law
  • International Relations
  • Lessons Learned
  • Marine Transportation
  • Military Budgets
  • National Security
  • Naval Operations
  • Naval Warfare
  • Navy
  • Political Systems
  • Recreation
  • Social Media
  • Treaties
  • Warfare

Readers

  • Asian Economic Studies
  • Military History of the United States in the 20th Century.
  • Strategic Security Studies