Accounting Profession: Oversight, Auditor Independence, and Financial Reporting Issues

Abstract

This letter responds to your recent request that we provide our views regarding what steps the Congress should consider taking to strengthen oversight of the accounting profession, auditor independence, and selected financial reporting matters. The sudden and largely unexpected bankruptcy of the Enron Corporation (Enron) and other large corporations financial reporting restatements have raised questions about the soundness of the current self-regulatory and financial reporting systems and resulted in substantial losses to employees, shareholders, and other investors. These events have also raised a range of questions regarding how such dramatic and unexpected events can happen and the role and capacities of various key players under the existing systems. This letter responds to your recent request that we provide our views regarding what steps the Congress should consider taking to strengthen oversight of the accounting profession, auditor independence, and selected financial reporting matters. The sudden and largely unexpected bankruptcy of the Enron Corporation (Enron) and other large corporations financial reporting restatements have raised questions about the soundness of the current self-regulatory and financial reporting systems and resulted in substantial losses to employees, shareholders, and other investors.

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Document Details

Document Type
Technical Report
Publication Date
May 03, 2002
Accession Number
ADA401501

Entities

People

  • Paul S. Sarbanes

Organizations

  • United States Government Accountability Office

Tags

Communities of Interest

  • Human Systems

DTIC Thesaurus Topics

  • Accountability
  • Accounting
  • Auditing
  • Business Administration
  • Commerce
  • Congress
  • Contractors
  • Corporations
  • Governments
  • Human Resources
  • Law
  • Local Governments
  • Money
  • Regulations
  • Standards
  • United States
  • Workload

Fields of Study

  • Business

Readers

  • Educational Psychology
  • Government and Public Administration Law.