Evaluation of Fraud Detection Data Mining Used in the Auditing Process of the Defense Finance and Accounting Service

Abstract

The Defense Finance and Accounting Service (DFAS) uses data mining to analyze millions of vendor transactions each year in an effort to combat fraud. The long timeline required to investigate potential fraud precludes DFAS from using fraud as a supervised modeling performance measure, so instead it uses the conditions needing improvement (CNI) found during site audits. To verify this method, a thorough literature review is conducted which demonstrates a clear relationship between fraud and CNIs. Then recent site audits are analyzed to prove that supervised modeling is detecting CNIs at a higher rate than random record selection. The next phase of the research evaluates recent models to determine if models are improving with each new audit. Finally, to enhance the supervised modeling process, four initiatives are proposed: a revised model scoring implementation, a knowledge base of audit results, alternative model streams for record selection and a recommended modeling process for the CNI knowledge base. The goal of the proposed enhancements is to improve an already successful program so that the data-mining efforts will further reduce taxpayer losses through fraud, error or misappropriation of funds.

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Document Details

Document Type
Technical Report
Publication Date
Jun 01, 2002
Accession Number
ADA404889

Entities

People

  • Donald J. Jenkins

Organizations

  • Naval Postgraduate School

Tags

Communities of Interest

  • Energy and Power Technologies

DTIC Thesaurus Topics

  • Accounting
  • Auditing
  • Business Administration
  • Data Analysis
  • Data Mining
  • Data Science
  • Data Sets
  • Databases
  • Department Of Defense
  • Detection
  • Finance
  • Information Science
  • Information Systems
  • Literature Surveys
  • Neural Networks
  • New York
  • Operations Research

Fields of Study

  • Business

Readers

  • Defense Financial Management and Audit.
  • Distributed Systems and Data Platform Development
  • Systems Analysis and Design

Technology Areas

  • AI & ML
  • AI & ML - Bayesian Inference
  • AI & ML - Neural Networks