National Security Letters in Foreign Intelligence Investigations: Legal Background and Recent Amendments

Abstract

Five federal statutes authorize intelligence officials to request certain business records in connection with national security investigations. The authority to issue these national security letters (NSLs) is comparable to the authority to issue administrative subpoenas. The USA PATRIOT Act expanded the authority under four of the NSL statutes and created the fifth. Thereafter, the authority has been reported to have been widely used. But prospects of its continued use dimmed after two lower federal courts held that the lack of judicial review and the absolute confidentiality requirements in one of the statutes rendered it constitutionally suspect. The USA PATRIOT Improvement and Reauthorization Act (H.R. 3199), P.L. 109-177, and its companion P.L. 109-178, amended the five NSL sections to expressly provide for judicial review of both the NSLs and the confidentiality requirements that attend them. The sections also have been made explicitly judicially enforceable and sanctions recognized for failure to comply with an NSL request or to breach NSL confidentiality requirements with the intent to obstruct justice. The use of the authority has been made subject to greater Congressional oversight. The text of the five provisions -- section 1114(a)(5) of the Right to Financial Privacy Act (12 U.S.C. 3414(a)(5)); sections 626 and 627 of the Fair Credit Reporting Act (15 U.S.C. 1681u, 1681v); section 2709 of title 18 of the United States Code; and section 802 of the National Security Act (50 U.S.C. 436) -- in their amended form are appended. A Dept. of Justice report found that in its early use of its expanded USA PATRIOT Act authority the FBI had "used NSLs in violation of applicable NSL statutes, Attorney General Guidelines, and internal FBI policies," but that no criminal laws had been broken. This report is available abridged as CRS Report RS22406, "National Security Letters in Foreign Intelligence Investigations: A Glimpse of the Legal Background and Recent Amendments."

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Document Details

Document Type
Technical Report
Publication Date
Mar 20, 2007
Accession Number
ADA467195

Entities

People

  • Charles Doyle

Organizations

  • Library of Congress

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  • Energy and Power Technologies

DTIC Thesaurus Topics

  • Commerce
  • Congress
  • Employment
  • Foreign Intelligence
  • Governments
  • House Of Representatives
  • Intelligence (Information Gathering)
  • Intelligence Community (United States)
  • Judicial Process
  • Judiciary
  • Law
  • National Security
  • Personnel Management
  • Security
  • Supreme Court
  • United States
  • United States Government

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  • Criminal Law
  • Government and Public Administration Law.